Benefits and Risks of Immediate Communication with the Audit Staff

If you have a stakeholder in an audit, you should consider the pros and hazards of direct communication of this audit team. Oftentimes, a stakeholder should disagree when using the auditors’ observations and feel betrayed. If this is the truth, the auditors will keep pace with clarify their very own position and still provide context for observations. They could also keep pace with gather additional facts or evidence to guide their results. While direct communication with stakeholders is very important, it must be tempered with the requirement of independence.

The audit staff should get in touch with the organization on an continual basis. For example , the team should discuss how the audit might be conducted, what issues will be discussed and which areas will be susceptible to the examine. In addition , they need to discuss the scope in the audit, conditions used, and management’s responsibility inside the subject area. It is important to maintain very good relations while using entity, listening to comments and discussing issues as they come up. The examine team’s goal is to deliver an objective and fair are accountable to the enterprise.

On-site audits often present the greatest concern for immediate communication. Only a few team members will be seated for their personal computers, and cell signals may not be strong enough allowing private talks. Furthermore, the schedule can often be so restricted, team discussions must wait until scheduled staff meetings. Therefore, follow-up about audit paths may be late. This is why powerful communication involving the audit crew and the control team is really so important.

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